Home

Milton J. Shapp excerpt from A Capitol Journey

Milton J. Shapp (1971-1979) 

When you stop to reflect on the tenure of Milton Jerrold Shapp as governor of Pennsylvania, a number of recollections come immediately to mind. He was, after all…  

…The first of Pennsylvania’s two-term, modern-era governors… 
 

…The Governor who removed coin boxes from the toilets at the Howard Johnson rest stops along the Pennsylvania Turnpike... 

…The Governor who the State Police executive detail literally had to carry in their arms from the grounds of the three-year-old Governor’s Residence across the street from the Susquehanna River to escape the raging waters rising in the wrath of Hurricane Agnes… 

…The Governor who signed a landmark state Lottery into law to provide Pennsylvania senior citizens with a modicum on property tax relief…  

…And the Governor who finished behind no-preference in the 1976 Florida presidential primary election… 

The list could go on, I suppose. But in the end, the inevitable conclusion you reach after eight years of Milton Shapp in the Executive Office is that he will most be remembered in Pennsylvania political annals for two principal reasons:  

He was the first candidate for governor in the state…the first candidate for any statewide office, for that matter...to retain high profile out-of-state political consultants who introduced the mighty power of saturation television advertising to Pennsylvania political campaigning.  
 

And, if not the national trend-setter, he certainly was years ahead of what now has become a common pattern in American politics for individuals of substantial wealth to fund their bids for high public office from their considerable cache of personal millions (a pattern candidates like Mayor Michael Bloomberg of New York and U. S. Senator Jon Corzine of New Jersey would take to a high art form at the turn of the 20th century). 



 

Shapp’s first bid as a political candidate was as brief as it was non-competitive. He announced in 1964 that he would enter the Pennsylvania Primary to challenge for the Democratic Party’s nomination to the United States Senate. The nomination held a lot of promise for the Democratic nominee. Lyndon Johnson had replaced the assassinated John Kennedy in the White House and the political landscape looked ripe for Democrats across the country, particularly with conservative Arizona Senator Barry Goldwater heading the Republican ticket. Republican U.S. Senator Hugh Scott looked particularly vulnerable in that scenario, and rightly so.  

Shapp went so far as to begin assembling his own campaign staff and organization. Fred Walters, a senior member of the Associated Press Harrisburg Bureau and one of my early mentors in journalism, signed on as Shapp’s press secretary. But in the face of widespread opposition from the established leadership of the Party, almost as suddenly as he announced his candidacy, he announced his withdrawal. Poor Fred Walters read about his candidate’s decision in the morning newspaper.  

Two years later, Shapp was back on the Pennsylvania political landscape. This time as a candidate for the Democratic nomination for governor. And this time, he was not to be deterred, Democratic leadership opposition or not. In fact, his 1964 experience with that party leadership may have convinced him that the Democratic establishment would never support his political aspirations. So, at age 54, he was in…and he was in to stay.



 

Shapp hired a political consultant from Massachusetts by the name of Joe Napolitan to come to Pennsylvania and direct his outsider campaign against his Party and its endorsed nominee. Napolitan was the first hired gun to come into the state and assume a high-visibility political role that I can recall. His success in managing the Shapp primary campaign earned him considerable national publicity. In retrospect, it may have been, in fact, the one political campaign more than any other of the era that gave birth to political consulting as a cottage industry across the country.  

The theme of Shapp’s Napolitan-directed campaign was ”Man Against the Machine.” Its heart and soul was a devastating 30-minute film of the same name which virtually saturated, at great personal expense to Milton Shapp, Pennsylvania television in the last days leading up to the primary balloting. Its producer was Joseph Guggenheim, a filmmaker of some renown. The film was part biographical, for Shapp was a virtual unknown to most Pennsylvanians. But the biggest impact of the film was political, however. It attacked the Democratic Party establishment as a closed corporation whose leadership was out of touch and unconcerned about the needs of real Pennsylvanians. The closing visual was particularly graphic. The Democrats had a party functionary (Larry Rooney was his name, I believe) who performed a variety of mundane chores at party events. The day the Democratic State Committee met in private session to endorse (Lackawanna County State Senator) Bob Casey for Governor, Larry Rooney was the doorkeeper. Shapp’s television cameras were there to record the scene. They were not allowed in the proceedings themselves. So the film captured Larry Rooney closing the doors of the meeting room to Shapp’s cameras, and, by extension, the Pennsylvania electorate. Rooney may even had his hand up to the camera as the scene closed. The visual effect was devastating. 

The film aired with considerable fanfare on television stations across the state every night for the last 10 days or so of the primary campaign. Nothing of its sort had been seen before in Pennsylvania. It was an expensive undertaking, but money was of no concern to millionaire Shapp. Besides, because Pennsylvania voters had never seen anything like this before…this unprecedented reliance on television advertising with a half-hour political documentary as its keystone…the tactic earned Shapp, Napolitan and their outsider campaign a lot of free press in the process. In politics, to borrow a phrase, that’s priceless.

Shapp upset Casey by 49,000 votes in the Democratic primary election. It was ranked as a major political upset from the conventional perspective because, at the time, the organized political parties seldom lost their endorsed candidates to a primary challenge by mavericks from outside their ranks…even self-financed mavericks like Milton Shapp. If proof were needed, this was at the very least a sign that, in Pennsylvania, the power of the established Democratic Party was in a state of serious decline. It also sent a message to other politically ambitious Democrats that, with well-financed campaigns and well-organized political strategies, they could take on their party organizations and win. (Bob Casey, incidentally, in reflecting years later on this…his first of three failed bids for the Governorship…concluded that this was the one political decision in his career that he would have reversed if he had it to do over again. In hindsight, he recognized that he simply wasn’t ready politically to reach so high at that point, and may have been a victim of his own hubris.) 
 


 

One other element of the 1966 gubernatorial campaign needs to be addressed before moving on. That would be the treatment Milton Shapp received at the hands of the Philadelphia Inquirer under the ownership of Walter Annenberg. It was nothing short of embarrassing at the least, and professionally disreputable at the worst.  

The Inquirer’s coverage of Milton Shapp (and others) was noted prominently in the paper’s obituary of Walter Annenberg in October of 2002. Now under new ownership (the Knight-Ridder chain with the Miami Herald and the Detroit Free Press as two of its flagship papers), the Inky’s Andy Wallace and Rusty Pray wrote of Annenberg, media magnate, United States Ambassador to the Court of St. James and philanthropist to countless educational and charitable causes:  

“Though he spent most of his working hours in his 12th floor office at the Inquirer Building…he visited the newsroom once a week. When he did, he usually communicated only with city editor Morris Litman and political writer Joseph Miller.  

“Gaeton Fonzi reported in Philadelphia Magazine in 1969 that Mr. Annenberg often called the newspaper after receiving an early edition to kill or downplay stories that he did not like or that were on topics of which he did not approve.  

“There were certain people whose names were not to be mentioned in the Inquirer: Among them—for a time, as the list changed a lot—were former University of Pennsylvania President Gaylord P. Harnwell; singer Dinah Shore; perennial presidential candidate Harold Stassen; comedian Imogene Coca; a former head of the Philadelphia Stock Exchange, Elkins Weatherill; consumer advocate Ralph Nader and the entire Philadelphia 76ers team.  

“Mr. Annenberg was said to have ordered the Inquirer staff to write negative articles at times, such as one critical of Curtis Publishing Co. after Holiday, a Curtis magazine, reported that he had been snubbed by Main Line society.  

“During the 1960s, the Inquirer’s reputation was further damaged by two embarrassing incidents. One was the conviction of Harry Karafin, the newspaper’s top investigative reporter, for blackmailing city firms to keep unflattering stories out of the paper.  

“The other was a smear campaign the Inquirer conducted against Milton Shapp during the 1966 Pennsylvania guberatorial campaign. A negative slant was put on every Shapp activity, even his decision to change his name from Shapiro to Shapp when he was young One notorious piece of mudslinging that year was done by political reporter Miller. He got the candidate to deny that he had ever been in a mental hospital, then dutifully reported the denial… 

In the case of Walter Annenberg’s Philadelphia Inquirer, the prosecution rests.  


 

Milton Shapp, if he was anything, was as persistent as any man in his pursuit of high political office in Pennsylvania. His failed bids for the U.S. Senate and Governor not withstanding, in 1970, he was back again. This time, for a second run at the Democratic nomination for governor. Not so coincidentally, Joe Napolitan was among the missing.  

The political climate in Pennsylvania was entirely different this time around. Where as in 1966, the Commonwealth was in stable and steady condition with William Scranton at the helm, Pennsylvania in 1970 was on the brink of fiscal and political disarray. Political science professors G. Terry Madonna of Millersville University of Pennsylvania and Michael Young of Penn State, Middletown, portrayed the situation this way: 
 

“In 1970, the economy of Pennsylvania was in shambles, as the state wrestled with its perennial problem—a large state budget deficit and high unemployment. The outgoing Republican governor, Ray Shafer, proposed an income tax, but the Republican candidate in 1970, incumbent Lieutenant Governor Ray Broderick, opposed it. Milton Shapp….used his success in business to argue persuasively that it would take a businessman to get the state out of debt, its leadership problems solved, and the economy jump started.” 

Drs. Madonna and Young had it exactly right. Pennsylvania was facing a serious revenue problem once again; Governor Shafer proposed his stand-by income tax as the means to balance the state budget as a last resort; Republicans in the legislature revolted; and Broderick broke with Shafer as he waged his own campaign for Governor. The political cards certainly were aligned in Milton Shapp’s favor. 

Shapp was an easy victor over Ray Broderick in 1970. The margin was an impressive 500,200 votes. With no state budget in place and state revenues running short of projections, Broderick’s claim of solving the problem without resorting to taxes simply was not credible. 

 

It was fortunate for Shapp that in winning the governorship, he also had a Democratically controlled General Assembly to assist him. There was no time for rejoicing over their ballot collective successes last November . Shapp no sooner had taken his oath in January, 1971, than he and the legislature had to balance the unfinished budget of fiscal 1970-71 within 30 days; and almost immediately thereafter, the new Governor had to submit a new budget for fiscal 1971-72. Without a Democratic legislature—more specifically the first Democratic-controlled state Senate in 34 years—it’s doubtful Shapp could have navigated the budget and tax mess as expeditiously as he did. And he had to do it not once, but twice.  

Shapp’s Democratic leadership in the General Assembly--Senators Murray and Lamb and House Speaker Fineman, Majority Leader Irvis and Majority Whip Manderino—responded brilliantly to the challenge. It was no small feat, believe me, majority status in both chambers or not. Taxes never are easy to enact, and the dreaded income tax made the challenge even more imposing. Particularly in the Senate where the Democrats had no votes to spare and the Republicans were solid in their opposition to the first Shapp income tax proposal.  

The income tax votes were particularly difficult and politically dangerous for a number of newly elected Democratic State Senators, Joe Ammerman of Clearfield and Centre Counties, Henry Messinger in Lehigh County and Pat Stapleton of Indiana County, primary among them. All three had won in Senate Districts which traditionally voted Republican. Without them, the Democrats would never have achieved a political majority in the Senate in the first place. Now they were being asked as almost their first order of business to vote for not one but two state income taxes. 

Ammerman and Messinger never wavered. They had some idea of what was in store in Harrisburg if they were elected. Their attitude once inaugurated was that if it had to be done, then let’s do it. We’ll deal with the political consequences as they arise. (Both went on to re-election and distinguished service in the Pennsylvania Senate.)  

Pat Stapleton was another matter, and for good reason. His District was solidly Republican. He was a surprise winner in May of 1970 in a special election to fill an unexpired term created by the death of his entrenched Republican predecessor, the notable Albert Pechan, a Kittanning dentist in Armstrong County. He had to stand for election to a full four-year term in just two short years. The income tax could cripple his prospects. He voted for the first income tax because of the urgency to get the state’s fiscal House in order. But a second, just months later? That took some doing, particularly since two of his freshman colleagues—Bill Duffield and Tom Nolan—were off the ship this time around. Stapleton had to be kept in the fold. 

He voted ultimately in support of Income Tax Two…He issued a statement the night of the vote. He said throwing the fiscal affairs of the Commonwealth into chaos once again would have been more damaging to the public interest than adopting a budget which required a new income tax to balance it…He concluded by saying he was elected to make hard choices when necessary. This was, admittedly, as hard a choice as a legislator could be asked to make. But it was unavoidable. If there were a political price to pay for preserving fiscal stability for the Commonwealth, Stapleton went on, he was prepared to pay it. The statement didn’t rise to the level of a profile in courage, but it certainly played on the theme.  

Stapleton survived both income tax votes with no great difficulty. 

 

 

Governor Shapp, by any objective measure, had a very successful first term in office. That was due largely to the loyalty and persuasive powers of his Democratic legislative leaders. Frankly, the support he drew in the General Assembly from his party’s leadership and rank and file, in my view, had less to do with an allegiance to him personally, and more to do with their broader commitment to the principle of loyalty to a Governor as the elected leader of their party. Party loyalty...now that’s an old-fashioned concept you don’t see much of today where modern politics is driven more by personality and celebrity and individual survival than by party structure and party philosophy. I don’t know that the political process is any better for it, either, but that’s a discussion for another day.  

He (Governor Shapp) was a risk taker, and the fear of failure did not deter him in pursuit of his objectives. That was one of his greatest pluses as a governor. His greatest shortcoming, in my view, was with some of the people he brought into state government with him who would later come back to cause him political harm.  

Milton Shapp was re-elected to a second term, the first governor of the modern era permitted to succeed himself, defeating Republican businessman (and, later, a Reagan federal cabinet member) Drew Lewis by a margin of over 300,000. Things started to unravel quickly soon thereafter.  
 

Some of the very same irregulars who Shapp brought into government got his Administration into trouble by their conduct.

Finally, Shapp, himself, contributed mightily to his sagging political fortunes when he made an ill-fated bid for the Democratic Presidential nomination in 1976. At least one cabinet member, Education Secretary John Pittenger, resigned reportedly in protest. Shapp was embarrassed nationally when he finished behind no-preference in the Florida presidential primary, despite his active presence in the state and his aggressive campaign to woo the heavy Florida Jewish population to his cause. He was, if not a joke on the national political landscape, certainly a characterture. He returned to the Capitol to find his stature diminishing almost daily. For most of the remainder of in his term, he was virtually a non-player politically.  

For what it’s worth, my impression of Milton Shapp is that he was a well-intentioned, well-motivated man who had a genuine special affection for the plight of consumers, the underprivileged and the elderly. That, more so than ego gratification, seemed to drive his pursuit of elective office. Milton Shapp struck me as a Franklin Delano Roosevelt Democrat, a New Deal Democrat who, like Roosevelt, believed in an activist government committed to helping people who couldn’t help themselves. There is no denying the conviction of his populist roots.

But he was a poor judge of character and he was loyal to some of the characters who found their way into his Administration to a fault. When Milton Shapp’s term wound down, his Administration, if not under a cloud of outright corruption, certainly had a strong aura of something amiss about it. When he left town, he departed as he came in—still very much the outsider. Few that I knew lamented his leaving.